Our institutional service offering is tailored to meet the unique needs of retirement plans, foundations, and endowments. As a Registered Investment Advisor (RIA), we act in the capacity of an investment or ERISA fiduciary, providing unbiased advice and ensuring that we always act in the best interests of our clients.
Under ERISA, a fiduciary is defined as anyone who exercises discretionary control or authority over plan management or assets, has responsibility for the administration of a plan, or provides investment advice to a plan for compensation. Our RIA status ensures that we meet ERISA's fiduciary requirements, providing peace of mind to our clients.
We also comply with the Uniform Prudent Investors Act, which sets out fiduciary standards for foundations. As an RIA engaged for a fee, we have no proprietary investment or recordkeeping products, which ensures independent review and oversight of plan investments, recordkeeping, and administration.
Our independent vantage point enables us to assist sponsors in complying with ERISA's prudence requirements, and to deliver a commitment of fiduciary practices and education that benefits plan participants, board members, and trustees associated with the institutional retirement plans and foundations we serve.
Contact us today to learn more about how our specialized institutional retirement plan, foundation, and endowment services can benefit your organization.
Acting in a fiduciary capacity on behalf of your plan, we offer education, periodic investment reviews, recordkeeping, and administration of vendors.
We provide sound and prudent investment aligned with your mission, goals, and spending policy.
Business insurance, called Key-Person & Buy-Sell Insurance, is designed to protect not only your business assets, but also your profit and revenue stream.
At Duncan & Haley, Ltd., we bring the experience and tailored solutions you seek for key executives and leadership within your organization.